Enthusiastic Sobriety Records Request Email Template

Copy, paste, and complete this records request letter to the program’s email address and include an attachment of your photo ID confirming your identity.

info@thepathwayprogram.com

info@theinsightprogram.com

info@thecornerstoneprogram.com (Colorado)

info@thecrossroadsprogram.com

info@fullcircleprogram.com

RECOVERY@CSTEAMCOUNSELING.COM - (Texas)

Disclaimer: Medical record retention laws by the state may vary. Records are typically destroyed 7 - 10 years after discharge from OP.


Hello:

I am writing to request that you provide all physical and digital copies of my records from my time in the [PROGRAM NAME] from [ESTIMATED INTAKE DATE] to [ESTIMATED DISCHARGE DATE] that are in your custody or possession. My name is [NAME] and my date of birth is [DOB].

Please email me at [YOUR EMAIL] my complete treatment record/chart for me relative to my treatment at [PROGRAM NAME] for all dates of treatment of service specified below and all materials or information, including, but not limited to:

All entry paperwork, assessments, treatment plans, treatment notes, interoffice memos, milieu staffs’ records, consultation records, any correspondence with other professionals, exit paperwork and any other materials (whether written or stored, created or maintained in any other form) relating or pertaining to me, including documents and records received from or that were created by another provider.

Here is my address for a physical copy: [YOUR CURRENT ADDRESS]

Attached is a photo of my ID confirming my identity. [INSERT OR ATTACH PHOTO ID]

The Law

Under the Health Information Technology for Economic and Clinical Health Act (“HITECH Act”), health care providers are required to provide every patient a copy of their electronic health records, in a format of their choice. Significantly, the HITECH Act preempts state law.

The HITECH Act provides that the individual making the request for protected health information (“PHI”) can designate a third-party to receive the information, i.e., an attorney.

The individual is able to choose the method of production of PHI under the Act, and the regulations state it can be in paper or electronic form.

The personal health information requested by an individual must be provided in the form requested by the individual, including in a readable electronic form if the covered entity uses electronic health records. This can be a .PDF, compact disc, or as commented by the Department of Health & Human Services, via email if the individual is warned of the security risk associated with unencrypted email.

Deadline for Responding

Aside from some exceptions, a covered entity must act on the request no later than thirty (30) days from the receipt of the request by: (1) providing the requested information, or (2) providing the individual with written denial of the information.

If you are unable to comply with the thirty (30) day deadline for providing the requested medical records, we ask that you contact us in writing before the deadline expires. In your letter, you must provide a written statement of the reasons for the delay and the date by which you will provide the medical records. Under the HITECH Act, you are only provided one such extension of time.

Penalties for Non-Compliance with the Act

There are substantial monetary fines and penalties for failing to comply with the HITECH Act. The Office of Civil Rights of the Department of Health and Human Services can investigate complaints and levy fines for violation of the Act. If a healthcare provider is found to have “willfully neglected” a provision or provisions of the Act, the Office of Civil Rights of the Department of Health and Human Services will impose mandatory fines of up to $250,000 and up to $1.5 million for repeat or uncorrected violations.

If you do not use electronic medical records, please contact me within ten (10) business days of your receipt of this communication in order to make alternative arrangements for the production of the medical records.

Thank you in advance for your cooperation.

[YOUR NAME]


FAQs About Records Requests

  • You can visit this site to find out how long a facility must keep records (it is typically 7 years, though it is not uncommon for facilities to keep them much longer). Please note this site may be out of date.

    Medical Retention Laws for My State

  • Check with other survivors of your facility and see if they have received similar documents. The amount of time you were there should correspond with how many documents you receive. For example, if you were in a facility for a year and you only receive intake, discharge, you may not have received your full record.

    If you suspect you have not gotten the complete record that exists, you can file a HIPAA complaint.

  • Where an individual requests an electronic copy of records that a covered entity maintains only on paper, the covered entity is required to provide the individual with an electronic copy if it is readily “producible electronically” (e.g., the covered entity can readily scan the paper record into an electronic format) and in the electronic format requested if readily producible in that format, or if not, in a readable alternative electronic format or hard copy format as agreed to by the covered entity and the individual.

    If a program refuses to provide you with electronic documents, you may need to inform them of this and apply additional pressure on them to provide you with the electronic records.

    If not, you should file a HIPAA complaint. Several of these programs arguably have the resources to put them in electronic format in this day and age, especially if you’ve paid them thousands of dollars for treatment.

  • Yes, HIPAA law allows for facilities to verify an identity through a variety of ways, with a driver’s license being one of them. They may also request that you verify your identity orally, through writing, or by filling out a form that they provide.

    If you feel that the way you are being asked to verify your identity is strange or the form is asking you to waive the facility of liability for more than just releasing the records, please email us at info@esaalliance.org

  • A program can only charge “reasonable, cost-based fees”. For a better understanding of what that could look like, please check out this website. Please keep in mind it may be slightly out of date.

    Medical Record Copying Fees

    If they are charging an extreme amount, you should try to first negotiate a more reasonable amount (including by informing them that you already paid thousands for treatment), and if unsuccessful, you can file a HIPAA complaint.

  • Never send a photo of a credit card through email to the facility. Call and give them the information over the phone or send a check.

    You can also use a prepaid card if you are concerned about the facility having access to your personal card.

  • Programs have 30 days from the receipt of your request to send your records. They may request one extension which is allowed in some states but they must make you aware of the extension. Typically, this extension only extends the deadline to 60 days from the date of the request.

    If they have not shipped/sent your records within 30 days (without notifying you of an extension) or have denied/ignored your request, you can file a HIPAA complaint.

  • ypically, a program will only keep therapy progress notes which you do have a right to. If a therapist jotted down private notes that were kept separate from your records, you may not be able to get access to those. However, in our experience, separate notes may not exist.

  • Some facilities have attempted to have survivors get a note from their therapist or waive the facility of liability in return for releasing therapy progress notes. This is a HIPAA violation.

    Facilities can only deny access to records if they believe that the information would be reasonably likely to endanger the life or physical safety of someone.

    You being upset from seeing your records does not qualify for this. You can file a HIPAA complaint to request a review of the reason for their denial.

  • They are only allowed to use this stipulation when they truly believe someone will be physically injured or die as a result of the records being released. You can file a HIPAA complaint and request a review of their reasoning.

  • A program will not typically require you to sign a HIPAA release form to get access to your own records.

    If they do, read the document thoroughly to ensure that the release only pertains to the disclosure of records and nothing else. Here is an example of what a HIPAA release form may include.

    HIPPA Release Form

  • Possibly. If a program still physically has the records, they are required to give them to you. If they destroyed them, you can ask for a Record of Destruction which should specify when and how your records were destroyed.

  • Possibly, especially if you were at the program within the last seven years because they should not have been destroyed in that case. If the facility has a parent company, you can contact them and ask how to get them.

    If the facility was shut down by law enforcement, contact the office that shut them down and ask if they have them. If the facility has rebranded and is under a different name, contact the currently open facility and ask if they have them.

  • This may be a violation of the law and you can file a HIPAA complaint.